OSHA Finalizes Self-Audit Policy

July 28, 2000
Voluntary evaluation will not be used to\r\njustify a citation if the hazard has been corrected and the employer\r\nhas taken steps to prevent its recurrence.

Government safety inspectors will not routinely request that employers who voluntarily evaluate work sites for potential safety and health problems provide the findings to the government during safety and health inspections, OSHA announced yesterday.

In formalizing the policy first announced last October, OSHA said that a voluntary evaluation -- or self-audit -- will not be used to justify a citation if the hazard has been corrected and the employer has taken steps to prevent its recurrence.

The agency also said that a voluntary self-audit, when coupled with a "good faith" attempt to correct an existing hazard, will eliminate a potential OSHA willful violation and result in penalty reductions.

"We are formalizing this policy because we want employers to find and fix hazards and not fear that we''ll use this information against them," said OSHA Administrator Charles N. Jeffress.

Jeffress said that only in rare cases, such as when an employer blatantly ignores or refuses to correct hazards likely to result in serious injury or death, could self-audits be used as the basis for issuing a willful citation.

OSHA took public comments on last year''s draft. Among the suggestions that OSHA incorporated into the final policy are:

  • Expanding the definition of "self-audit" to include evaluations conducted by a third party;
  • Broadening the types of people who may conduct self-audits to include competent employees and management officials;
  • Ensuring that OSHA personnel are fully trained in this policy so that it will be consistently applied; and
  • Allowing employers to provide self-audits report as evidence of "good faith" attempts to fix hazards.

The policy, effective immediately, appears in today''s Federal Register.

by Virginia Sutcliffe

About the Author

EHS Today Staff

EHS Today's editorial staff includes:

Dave Blanchard, Editor-in-Chief: During his career Dave has led the editorial management of many of Endeavor Business Media's best-known brands, including IndustryWeekEHS Today, Material Handling & LogisticsLogistics Today, Supply Chain Technology News, and Business Finance. In addition, he serves as senior content director of the annual Safety Leadership Conference. With over 30 years of B2B media experience, Dave literally wrote the book on supply chain management, Supply Chain Management Best Practices (John Wiley & Sons, 2021), which has been translated into several languages and is currently in its third edition. He is a frequent speaker and moderator at major trade shows and conferences, and has won numerous awards for writing and editing. He is a voting member of the jury of the Logistics Hall of Fame, and is a graduate of Northern Illinois University.

Adrienne Selko, Senior Editor: In addition to her roles with EHS Today and the Safety Leadership Conference, Adrienne is also a senior editor at IndustryWeek and has written about many topics, with her current focus on workforce development strategies. She is also a senior editor at Material Handling & Logistics. Previously she was in corporate communications at a medical manufacturing company as well as a large regional bank. She is the author of Do I Have to Wear Garlic Around My Neck?, which made the Cleveland Plain Dealer's best sellers list.

Nicole Stempak, Managing Editor:  Nicole Stempak is managing editor of EHS Today and conference content manager of the Safety Leadership Conference.

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